What is FERPA?
Who is responsible for FERPA?
To whom does FERPA apply?
What is an education record?
What are the rights of students?
When can a student’s education records be disclosed without the student’s consent?
FERPA, the Family Educational Rights and Privacy Act (20 U.S.C. § 1232g; 34 CFR Part 99), is a federal law that protects the privacy of student education records. The law applies to all schools that receive funds under an applicable program of the U.S. Department of Education.
FERPA protects the privacy of student educational records and affords students the right to refuse to permit New Mexico State University (and other educational institutions) from releasing or disclosing any information about them.
Students have three fundamental rights under FERPA:
- Right to review and inspect education records.
- Right to request to amend education records.
- Right to limit disclosure of personally identifiable information contained in education records.
Educational institutions are required to develop policies for implementing appropriate provisions of FERPA. New Mexico State University policy 2.90.20 addresses FERPA. At NMSU, the Registrar is the custodian of all student academic records (see policy 2.90.40), and has been delegated the responsibility to ensure that information from education records is released only to those individuals and agencies that:
- Have a legitimate educational interest, or
- Have been granted legally authorized access.
At the federal level, the responsibility for administering FERPA has been assigned to the Family Compliance Office within the Department of Education.
At New Mexico State University, FERPA applies to the education records of:
- Persons who attend a postsecondary school (regardless of age) and
- All educational agencies or institutions receiving funds under any program administered by the U.S. Department of Education.
A student’s FERPA rights begin on their first day of class at New Mexico State University.
“Education records” mean records that are maintained by New Mexico State University in any form or format (e.g. paper, electronic, digital image, film, video, audio tape), which contain information directly related to a student and are personally identifiable to a student. Education records do not include:
- Personal records of university employees that are in the sole possession of the maker (i.e. notes of conversations), are used as a personal memory aid, and are not accessible or revealed to any individual except to a successor in the position held;
- Records of the New Mexico State University police department used for law enforcement purposes;
- Student medical and counseling records maintained and used only in connection with provision of medical treatment or counseling of the student and are made available only to the individuals providing the treatment;
- Employment records unrelated to the student’s status as a student;
- Records created or received after an individual is no longer a student in attendance and that are not directly related to the individual’s attendance as a student (i.e. alumni records); or
- Grades on peer-graded papers before they are collected and recorded by a faculty member.
Students who attend New Mexico State University:
- Have the right to inspect and review their education records.
- Have the right to request amendment of records.
- Have some control over the disclosure of personally identifiable information from these records.
School officials may not disclose personally identifiable information about students nor permit inspection of their records to anyone, including parents, unless prior written permission is obtained from the student or such actions are covered in exceptions permitted by the act.
“Personally identifiable” means data or information, which includes:
- The name of the student, the student’s parent, or other family members.
- The student’s campus or home address.
- A personal identifier (such as a social security number or student identification number).
- A list of personal characteristics or other information, which would make the student’s identity easily traceable.
The general rule is that the university may not disclose personally identifiable information from a student’s education records to a third party, unless the student has provided written consent. However, there are several exceptions which may permit the university to disclose personally identifiable information from education records without consent. Some of the more commonly invoked exceptions are described below:
Non-disclosure of student directory information
One exception permits the school to disclose a student’s personally identifiable information when the information is properly designated as “directory information.” Directory information is information that would not generally be considered harmful nor an invasion of privacy if disclosed. At New Mexico State University, this is defined as:
- Class (i.e. Freshman, Sophomore, Junior, Senior)
- College and major
- Dates of attendance
- Degree(s) earned
- Honors and awards received, including selection to the dean’s or chancellor’s list, honorary organization, or the GPA range for the selection
- Local or contact telephone number
- NMSU e-mail address
- Most recent previous educational institution attended
- Place of birth
- Participation in officially recognized activities and sports
- The weight and height and age of members of athletic teams
- Student ID number (Aggie ID number)
However, a student has the right to restrict the university’s right to disclose directory information, in which case, NO student education information may be disclosed without a court order (subpoena), signed consent from the student, or application of another exception justifying disclosure without consent. To suppress directory information, a student must make a written request by completing and signing the “No Release of Information” form and submitting it to the Registrar’s Office in person.
Students who do not elect to suppress their directory information may still manage their privacy preferences to control the information that will be displayed in the New Mexico State University Phonebook.
Certain information should never be released by New Mexico State University. This includes confidential information such as:
- Social Security Number
- Grade Point Average (GPA)
- Academic Standing
This also includes sensitive demographic information such as:
Release to school officials
A second exception is that the university may release personally identifiable information from student education records without the student’s consent to school officials who have a legitimate educational interest to access the records. “School official” means:
- An employee, agent or officer of the university acting in the his or her official capacity;
- A person serving on university committees, boards, and/or councils, including an individual serving on a disciplinary or grievance committee;
- Another educational institution that requests records for a particular student who seeks or intends to enroll or where the student is already enrolled provided the disclosure is for purposes related to the student’s enrollment or transfer; and
- A person or company with whom the university has contracted (e.g. internship and clinical facilities, attorney, auditor, or collection agent) but limited to only the specific student information needed to fulfill the contract. The contracting entity is bound to follow FERPA regulations for control, maintenance, use and re-disclosure of the information provided to it.
“Legitimate educational interest,” means the school official is performing an authorized task or an activity within their scope of authority on behalf of NMSU, and access to an educational record is necessary or appropriate to fulfill the school official’s professional responsibilities for the university.
FERPA contains some additional exceptions, including, but not limited to, those listed below. Depending upon the exception, the institution may be required to make a reasonable attempt to notify the student in advance when educational records are sought (e.g. subpoenas) and/or to permanently notate in the educational record the details relating to a nonconsensual disclosure permitted by an exception.
- Disclosure to another school in which the student seeks or intends to enroll;
- Disclosure in connection with financial aid for which the student has applied or w which the student has received, if necessary for certain purposes outlined in the Act;
- Disclosure to appropriate parties, including parents, in connection with a health or safety emergency;
- Disclosure to certain authorized representatives of the Comptroller General or the Attorney General of the USA, the U.S. Secretary of Education, state and local educational authorities for audit or evaluation of federal or state supported education programs, or for the enforcement of or compliance with federal legal requirements that relate to those programs;
- Disclosure to comply with a judicial order or a lawfully issued subpoena;
- Disclosure to the victim of an alleged perpetrator of a crime of violence or a non-forcible sex offense concerning the final results of a disciplinary hearing with respect to the alleged crime, and disclosure to any third party the final results results (limited to name, violation and sanction) of a disciplinary proceeding related to a crime of violence of non-forcible sex offense if the student who is the alleged perpetrator is found to have violated the school’s rules or policies.
Additional FERPA resources
- NMSU Training Central: FERPA Training
- NMSU Regents Policy Manual (Section 5.40 Student Educational Records–FERPA Compliance)
- Administrative Rules and Procedures of NMSU (Section 5.40 Student Educational Records–FERPA Compliance)
- U.S. Department of Education: FERPA General Guidance for Students
- U.S. Department of Education: FERPA General Guidance for Parents